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Compliance Overview: DOL Health Plan Audits: Checklist of Requested Documents

The Department of Labor (DOL) has the authority to investigate or audit an employee benefit plan’s compliance with the Employee Retirement Income Security Act (ERISA). The attached compliance bulletin provides a checklist of documents that are commonly requested in a DOL audit. 

Contact your Cowden representative for more information on this or other compliance issues.

Read Compliance Overview PDF